Financial Industry Regulatory Authority (FINRA) SEC: Understanding Forex Trading

Estimated read time 1 min read

The world of finance has become increasingly complex, and the Financial Industry Regulatory Authority (FINRA) SEC Forex is at the forefront of ensuring the safety and soundness of the markets. With a wide range of regulatory and enforcement responsibilities, including oversight of day trading, broker-dealers, investment advisers, and digital asset platforms, FINRA works to protect investors from fraudulent activities. In this article, we will explore how FINRA SEC Forex works to keep the markets safe and stable. The Financial Industry Regulatory Authority (FINRA) is an independent, nonprofit organization authorized by Congress to protect America’s investors by making sure the securities industry operates fairly and honestly. FINRA provides rules and regulations for firms and securities brokers, reviews their operations and enforces those rules. The Securities and Exchange Commission (SEC) oversees FINRA’s activities and has the power to approve or modify FINRA’s proposed rules. In addition, FINRA monitors and examines the activities of brokers and securities dealers to ensure they are complying with FINRA’s procedural and financial requirements.

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