Financial Industry Regulatory Authority (FINRA) SEC: Understanding Forex Trading

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The Financial Industry Regulatory Authority (FINRA) is a non-profit regulatory organization that works closely with the U.S. Securities and Exchange Commission (SEC) to protect investors and maintain fair and orderly markets. They ensure that brokers and dealers conduct their securities business in compliance with federal securities laws. Specifically, FINRA oversees the Forex market and enforces rules to protect investors and ensure compliance with applicable laws and regulations. It also provides resources to ensure that customers have an understanding of market activities and risks involved in trading. In addition, FINRA undertakes investigations to ensure that all participating securities firms are playing fair and follow all regulatory requirements.